A middle office approach to operational risk management
Who is Andrew DeJoy?
Andrew is a researcher, commentator, and practitioner in the field of operational risk within the financial system. From his start in the industry, Andrew has committed to learning the in-the-weeds mechanics that others often overlook. Combining his technical and granular training with his deep understanding of the policy making process, Andrew is able to connect-the-dots in the traditionally fragmented relationship between the major stakeholders in financial markets. His diverse and unique path to expertise in financial market infrastructure provides a fresh, multidisciplinary framework for more robust and thorough management of operational risk.
The values that drive everything we do
Trust & security
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Commitment
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Accesibility
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Customer first
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Finding the Common Thread
Duke University School of Law
Reconciled practical experience in the financial services industry with legal theory to build the argument that the law shapes financial markets just as much as financial market shape the law.
Middle Office, OTC Structured Products
Performed trade capture, lifecycle events processing, reconciliation, and settlement of TRS, IRS, CDS, and CDX Swaptions for third party hedge fund clients at a leading hedge fund administrator.
The Fund for American Studies
Studied the practice of federal policymaking and examined the practical limitations of government in solving problems of the private sector in completion of the Public Policy + Economics curriculum.
Constituent Services
Fielded constituent calls, led Capitol tours, and responded to constituent services at a US Senators office in Washington, DC.
FINRA Exams & CFI Coursework
Assembled the ultimate self-learning curriculum that contextualized the role of the middle office in financial services industry and demonstrated that corporate finance and buy-side investment are two sides of the same coin.
Regulatory Research
Analyzed historic trends in the Code of Federal Regulations using empirical data as part of a regulatory policy research group at an academic research center.
Duke University
Completed a multidisciplinary curriculum to graduate with a major in Public Policy Studies, a minor in English, and a certificate in Innovation and Entrepreneurship, while simultaneously competing on the mens’ tennis team.